Hennessy Small Cap Financial Fund (HSFNX)

Top Ten Holdings as of 6/30/2017

Total as % of Net Assets 38.8%
Hingham Institution for Savings 4.3% Washington Federal, Inc. 3.8%
Brookline Bancorp, Inc. 4.1% Independent Bank Corp. 3.7%
IBERIABANK Corp. 4.1% Flushing Financial Corp. 3.7%
FCB Financial Holdings, Inc. 4.0% Banner Corp. 3.6%
Eagle Bancorp, Inc. 3.9% OceanFirst Financial Corp. 3.6%

Sector Weighting as of 6/30/2017


Sub-Industry Weighting

Internet Software & Services 0.4%
Regional Banks 60.1%
Thrifts & Mortgage Finance 32.7%

Portfolio Characteristics as of 6/30/2017

Total Fund Assets $218.5 Million
Portfolio Turnover 59%
Number of Holdings 39
Median Market Cap $1.3 Billion
Median Price/Earnings 19.01x
Median Price/Book 1.47x

Country Allocation as of 6/30/2017

Puerto Rico 2.4%
United States 90.8%
Cash & Other 6.8%

Fund holdings and sector allocations are subject to change and should not be considered a recommendation to buy or sell any security.