Hennessy Small Cap Financial Fund (HSFNX)

Top Ten Holdings as of 9/30/2017

Total as % of Net Assets 39.9%
Brookline Bancorp, Inc. 4.6% Eagle Bancorp, Inc. 3.8%
Hingham Institution for Savings 4.5% Washington Federal, Inc. 3.8%
IBERIABANK Corp. 4.1% Banc of California, Inc. 3.8%
Flushing Financial Corp. 4.0% Opus Bank 3.8%
FCB Financial Holdings, Inc. 3.9% OceanFirst Financial Corp. 3.7%

Sector Weighting as of 9/30/2017

Sub-Industry Weighting

Internet Software & Services 1.0%
Regional Banks 62.7%
Thrifts & Mortgage Finance 33.2%

Portfolio Characteristics as of 9/30/2017

Total Fund Assets $210.9 Million
Portfolio Turnover 47%
Number of Holdings 39
Median Market Cap $1.3 Billion
Median Price/Earnings 18.88x
Median Price/Book 1.53x

Country Allocation as of 9/30/2017

Puerto Rico 1.2%
United States 95.6%
Cash & Other 3.2%

Fund holdings and sector allocations are subject to change and should not be considered a recommendation to buy or sell any security.